大连商品交易所在2023年1月处理24起异常交易 大连商品交易所为履行一线市场监管职责，规范期货交易活动，防范和减轻市场风险，保护市场参与者的合法权益，继续开展异常交易行为和违法违规行为的查处工作。2023年1月，共查处异常交易案件24起。 24起异常交易中，自营交易超过频次限制15起，频繁取消订单8起，大额订单取消1起。上述客户的交易活动达到DCE的处理阈值，已通过会员发出电话警告。 此外，DCE还查处了13起违规线索，其中通过撮合订单转移资金案件7起，自营或协商交易影响合同价格案件6起。DCE已根据DCE相关规则对相关客户进行调查并采取相应措施。 2023年2月6日 Dalian Commodity Exchange Deals With 24 Cases Of Abnormal Trading In January 2023
Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In January 2023, 24 cases of abnormal trading were investigated and handled. Among the 24 cases of abnormal trading, 15 cases were self-trade exceeding frequency limit, eight cases were frequent cancellation of orders and one case was cancellation of large-amount orders. The above-mentioned clients whose trading activities reached the handling threshold of DCE have been delivered telephone alert through the Members. In addition, DCE also investigated and handled 13 violation clues, including seven cases of transferring funds through matched orders, six cases of self-trade or negotiated trade affecting contract prices. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with the relevant DCE rules.
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